2024 Cftc no action letter 13-11

Cftc no action letter 13-11

Author: vwga

August undefined, 2024

WebDec 7, 2024 · The ARRC Reporting Relief request was formally filled with the CFTC on Dec 15. This letter requests up to five business days relief from swap reporting obligations under CEA section 2(a)(13)(G) and P45 which requires the reporting of certain swap creation data upon the execution of any swap and the reporting of certain continuation data throughout … WebIntermediary Oversight (“DSIO,” now called MPD) issued no-action relief in Commission Letter 13-70 (“Letter 13-70”).3 Letter 13-70 provided no-action relief with respect to certain External BCS and related documentation requirements for swaps that were intended to be submitted for clearing contemporaneously with execution. Reliance on ...

CryptoLink - March 2024 - Fin Tech - Worldwide

WebNov 1, 2024 · ACTION: Exemptive order. SUMMARY: ... CFTC Press Release No. 6529-13 (Mar. 11, 2013) (announcing that swap dealers, major swap participants and private funds active in the ... FIA 11/29/18 Letter. See also. 2024 Proposed Order, 85 FR at 70662. 72. See. Letter from Stuart J. Kaswell, Executive Vice President & Managing Director, … WebA no-action letter represents the position only of the Division that issued it, or the Office of the General Counsel if issued thereby. A no-action letter binds only the issuing Division … lobster inflation

CFTC Approves Amendment to Trade Options Exemption

WebSee CFTC No-Action Letter 13-45 Corrected (July 11, 2013). 6 For purposes of this letter, the terms “guarantee” and ‘‘guaranteed affiliate’’ have the same meaning as in the Exemptive Order. See 78 FR at 43794. 7 For purposes of this letter, the term “conduit affiliate” has the same meaning as in the Guidance. See 78 FR at 45358-59. Webwww.cftc.gov WebAug 14, 2024 · The new no-action letter provides relief to non-U.S. SDs from TLRs for ANE Transactions — to the extent those requirements are not addressed in the Final Rule — until the CFTC addresses whether a particular unaddressed requirement … lobster in north conway nh

SDs and MSPs Exempted from FX Pre-trade Mark …

U.S. COMMODITY FUTURES TRADING COMMISSION

WebJan 13, 2024 · This marks the first time, at least since the adoption of the Dodd-Frank Act in 2010, that the CFTC will publish incoming letters requesting agency staff relief. The … WebJun 14, 2013 · U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-5000 … lobster ink training communicationWebJan 13, 2024 · This marks the first time, at least since the adoption of the Dodd-Frank Act in 2010, that the CFTC will publish incoming letters requesting agency staff relief. The chairman's statement does not provide additional details on how the Commission will implement the change. While this new policy is a departure from longstanding … indiana township maps by county

"WebCFTC No-Action Letter No. 13-45, No-Action Relief for Registered Swap Dealers and Major Swap Participants from Certain Requirements under Subpart I of Part 23 of … " - Cftc no action letter 13-11

Cftc no action letter 13-11

RE: REQUEST FOR NO-ACTION LETTER REGARDING THE …

WebAug 4, 2024 · The CFTC’s letter from nearly eight years ago also stated that no-action letters can be subject to modification, suspension, termination, or other action from the commission’s DMO. A... WebDec 19, 2024 · The CFTC notably did not adopt proposed amendments to Rule 4.13 that would: (i) generally codify Advisory 18-96 pertaining to non-U.S. pools and (ii) add a …

Did you know?

Web7 hours ago · In CFTC Letter No. 19–17, DCR stated that, in the context of separate accounts, the risk management goals of regulation § 39.13(g)(8)(iii) may effectively be addressed if a clearing FCM carrying a customer with separate accounts meets certain conditions, which were derived from the Industry Letters and specified in CFTC Letter … Web7 hours ago · While this issue of CryptoLink addresses developments in the month of February, March 2024 has brought a significant wave of activity in the digital assets sphere, impacting some of the largest players in the market. Binance's founder, various Binance entities and its former chief compliance officer are defending a civil enforcement action ...

Web07/13/2015 Important request for CPOs that operate commodity pools that are utilizing wholly-owned subsidiaries and wish to consolidate filings under CFTC Regulation 4.22 and/or 4.27. ... NFA is requiring any CPO that has already filed a claim of notice under CFTC No-Action Letter 14-112 to notify NFA of the notice filing on or before July 31, ... WebJan 9, 2024 · Amendments to Rule 4.5 (a) (1) and (b) (1) that provide a new Rule 4.5 CPO exclusion for investment advisers to business development companies that engage in limited commodity interest activities (“ BDCs ”) (codifying and superseding an existing no-action letter). Required Actions and Compliance Date.

WebNov 11, 2024 · The Commodity Futures Trading Commission (CFTC) has unanimously approved amendments to the real-time swap reporting rules in Part 43 of the CFTC’s regulations by, among other things, clarifying the applicability of the rules to swaps executed in a prime brokerage agency arrangement. The CFTC previously issued no-action relief … WebRequest Relates to CFTC Letter No. 19-26 . 1 Mr. Joshua B. Sterling . Director . Division of Swap Dealer and Intermediary Oversight . U.S. Commodity Futures Trading Commission . Three Lafayette Center . 1155 21st Street, N.W. Washington, DC 20581. June 16, 2024 . RE: REQUEST FOR NO-ACTION LETTER REGARDING THE APPLICATION OF …

Web1 day ago · clearing members, and customers currently rely on the no-action position in CFTC Letter No. 19-17 (including the extensions of time in CFTC Letters No. 20-28, 21-29, and 22-11) to permit and/or engage in separate account treatment. Commenters are requested to provide data where available (e.g., number of DCOs and/or clearing …

WebOct 21, 2014 · On October 15, 2014, the CFTC released CFTC No-action Letter 14-126(No-Action 14-126), providing relief from the requirement to register as a CPO under CEA section 4m(l) to CPOs that have delegated certain of their responsibilities as the CPO of a commodity pool (delegating CPOs) to a designated CPO that is a CFTC-registered … indiana township pa census formWebNov 22, 2013 · The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight has issued No-Action Letter 13-70 providing relief to swap dealers (SDs) and major swap participants (MSPs) from (1) trading relationship documentation obligations under CFTC regulation 23.504, and (2) certain external … indiana township paWeb7 hours ago · On September 15, 2024, MPD and DCR published CFTC Letter No. 22–11, which further extended the no-action position until the earlier of September 30, 2024 or … lobster in noank ctWebJan 10, 2013 · In CFTC Letter No. 12-68, DSIO granted no-action relief to entities that are required to register as CPOs or CTAs as a result of the rescission of CFTC Regulation … lobster in new englandWebJan 9, 2024 · These amendments codify CFTC staff no-action relief under CFTC No-Action Letters No. 12-37 and 14-143, on which family offices have been able to rely since 2012 and 2014, respectively. lobstering tours in boothbay harbor maineWebMar 28, 2024 · 18302 Federal Register/Vol. 88, No. 59/Tuesday, March 28, 2024/Notices 2 See ‘‘Position Limits for Derivatives,’’ 86 FR 3236 (Jan. 24, 2024). 3 See ‘‘Aggregation of Positions,’’ 81 FR 91454 (Dec. 16, 2016). The position aggregation requirements set forth in Regulation 150.4 are the subject of No-Action Letter 22–09 and have been indiana township municipal buildingWeb11 rows · Mar 30, 2024 · Revision of CFTC Staff Letter No. 13-70, regarding certain duties imposed on swap dealers (SDs) and major swap participants (MSPs) pursuant to the … lobsterlandingct.com